Culture & Conduct
April 16, 2024
Banks signal controversial shift towards trader profiling
Insiders say banks will use new profiling techniques to monitor individuals
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March 19, 2024
Surveillance tightens amid banks’ concerns over culture and conduct
US regulators have fined JPMorgan $348m for lax surveillance
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March 11, 2024
UK MPs urge FCA and PRA to review gender bonus gap in 2026
Sexism in the City inquiry warns pay disparity could get worse
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March 6, 2024
FCA’s ‘radical’ threat to name investigated firms ‘will drive faster settlement’
Proposals may clean up regulator’s poor-on-enforcement image but could hit foreign investment
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December 12, 2023
Risk round-up: What developments in UK banking litigation can we expect in 2024?
As part of our end-of-year series, what’s next on the litigation landscape
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December 4, 2023
How to avoid an FDIC-style misconduct inquiry
Maintaining good culture is especially important when you’re tasked to uphold it
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October 30, 2023
Banks are becoming moral arbiters
Stalking your ex can end up on your file, even if unproven
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October 23, 2023
Hong Kong’s finance hub status threatened by brain drain
Nearly three-quarters of businesses are short on talent after staff exodus
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October 20, 2023
Editor's letter: Your weekly digest
Risk hiring, tackling bullying complaints and more. Our round-up of the week’s news
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October 17, 2023
Editor's letter: Are you a tough boss or really a bully?
When is bad management non-financial misconduct? Read more in our Tuesday newsletter
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October 16, 2023
When one person’s robust management style becomes another’s bullying
When one person’s robust management style is interpreted as non-financial misconduct
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