Governance
April 16, 2024
Banks signal controversial shift towards trader profiling
Insiders say banks will use new profiling techniques to monitor individuals
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April 8, 2024
Securities sanctions surge 314% in two years
Global co-ordination on sanctions sharpens clampdown on Russian securities
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March 19, 2024
Surveillance tightens amid banks’ concerns over culture and conduct
US regulators have fined JPMorgan $348m for lax surveillance
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March 11, 2024
UK MPs urge FCA and PRA to review gender bonus gap in 2026
Sexism in the City inquiry warns pay disparity could get worse
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March 6, 2024
FCA’s ‘radical’ threat to name investigated firms ‘will drive faster settlement’
Proposals may clean up regulator’s poor-on-enforcement image but could hit foreign investment
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February 1, 2024
Explainer: UK banks caught by new corporate governance code
Banks welcome watering down of proposals but boards must still monitor culture
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January 16, 2024
PRA poised to reveal details of new penalty discount scheme
But banks and lawyers are wary of the regulator’s seemingly juicy offer
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January 8, 2024
Corporate transparency kicks off in the US
Banks’ compliance teams can now access beefed-up corporate register for due diligence
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December 12, 2023
Risk round-up: What developments in UK banking litigation can we expect in 2024?
As part of our end-of-year series, what’s next on the litigation landscape
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December 4, 2023
How to avoid an FDIC-style misconduct inquiry
Maintaining good culture is especially important when you’re tasked to uphold it
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November 23, 2023
The FCA’s shadowy watchlist — and why Metro Bank is on it
Regulator can instruct an officer to listen in on Metro Bank’s meetings
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