Culture & Conduct

Analysis, Culture & Conduct, Governance, Risk Management
July 3, 2023

Three Lines of Defence: time for a revamp?

The holy grail of risk management needs to be beefed up, says the Financial Markets Standards Board (FMSB). The UK’s...
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Culture & Conduct, Governance
April 28, 2023

Industry has limited appetite for big SMCR changes

UK government’s focus on improving international competitiveness via changing the Senior Managers and Certification Regime appears at odds with some...
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