Governance & Reporting

AI governance
Governance & Reporting, Opinion
May 21, 2024

AI governance frameworks need to be in place before an AI rollout 

Managing AI risk takes precedence over temptation to onboard the new technology
Read more
securities sanctions
Exclusive, Governance & Reporting
April 8, 2024

Securities sanctions surge 314% in two years 

Global co-ordination on sanctions sharpens clampdown on Russian securities
Read more
penalty discount
Analysis, Governance & Reporting
January 16, 2024

PRA poised to reveal details of new penalty discount scheme

But banks and lawyers are wary of the regulator’s seemingly juicy offer
Read more
corporate transparency
Analysis, Governance & Reporting
January 8, 2024

Corporate transparency kicks off in the US

Banks’ compliance teams can now access beefed-up corporate register for due diligence
Read more
Analysis, Governance & Reporting
November 23, 2023

The FCA’s shadowy watchlist — and why Metro Bank is on it

Regulator can instruct an officer to listen in on Metro Bank’s meetings
Read more
Climate, Governance & Reporting, Opinion, Regulation & Supervision
September 28, 2023

Banks must prep for FCA anti-greenwashing rule

Compliance teams could face a ‘mountain to climb’, as the rule would take effect immediately
Read more

Continue reading

Governance & Reporting, Regulation & Supervision, Risk Management
September 27, 2023

Swiss to hold banks liable on sanction violations

Switzerland is overhauling gaps in its anti-money laundering regulations to hold banks liable if they fail to comply with sanctions....
Read more
Governance & Reporting, Markets, Regulation & Supervision
September 13, 2023

US clearing rule proposal could amplify multiple risks

Liquidity, cyber and concentration risks could rise under central clearing proposals for treasury and repo trades outlined by the US...
Read more
Governance & Reporting, News, Prudential, Regulation & Supervision
September 7, 2023

Living wills proposals met with dismay by large US banks

Plans by US regulators to impose “harmful” long-term debt obligations on large banks have come under attack from industry bodies....
Read more
Governance & Reporting, Opinion, Regulation & Supervision
September 4, 2023

It’s time to 'consider overhauling the FCA'

Stripping the Financial Conduct Authority of its anti-money laundering responsibilities in favour of a single ‘mega supervisor’ is one of...
Read more
Businessman looks at a graph of the real estate market where the arrowhead is falling. recession Home prices fall in real estate and property market crash. isometric illustration vector.
Crypto, Editor's letter, Governance & Reporting, Shadow Banking
September 1, 2023

Editor's letter: The best of this week’s news

Welcome to Banking Risk & Regulation’s weekly round-up newsletter. It’s the first day of September. For most of us (north of...
Read more
Prev
1 2 3 4