Governance & Reporting
Culture & Conduct, Digital & Resilience, Editor's letter, Governance & Reporting, Regulation & Supervision
August 15, 2023
Editor's letter: China hits banks with data rules
Welcome back to the Banking Risk & Regulation newsletter. Banks have just nine more days to respond to a People's Bank of...
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August 15, 2023
New SEC cyber security rules likened to banks ‘airing dirty laundry in public’
US banks have bitterly complained over new cyber security rules from the Securities and Exchange Commission - claiming that a...
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August 14, 2023
Banks feel the heat of China’s ‘dizzying’ data compliance requirements
China is tightening the screws on banks’ data security measures to impose new compliance obligations on the processing and storing...
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August 2, 2023
How to clean up a bank in 120 days
UBS has just 120 days to bring its problem child, Credit Suisse, into line as it is forced to comply...
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July 25, 2023
Editor's letter: How banks are weeding out bad apples
Welcome to Banking Risk & Regulation. It’s only Tuesday and risk management is already trending. Credit Suisse has been fined $388m...
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July 3, 2023
Climate activist shareholders shake up tactics
Bank shareholders are diversifying their activism toolbox, amid dwindling support for radical climate proposals. Climate shareholder activists faced a tough...
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June 27, 2023
EBA: ‘More diversity is crucial for effective bank management’
Gender inequality is still a problem for EU banks. Bernd Rummel, senior policy expert at the European Banking Authority (EBA),...
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November 16, 2022
CFTC launches two consultations on reporting and substituted compliance
The first covers proposals on reporting and information requirements for derivatives clearing organisations (DCOs). In particular, the CFTC is looking...
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October 27, 2022
Could removing bankers’ bonus caps lead to another financial crisis?
In 2013 the UK adopted the European Capital Requirements Directive, a measure brought in following the 2008 financial crisis and...
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October 19, 2022
Traditional risk management approaches can contain digital asset risks
The report, called “Managing the digital assets environment: Key considerations for traditional finance firms, crypto natives and policymakers”, argues that...
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October 19, 2022
SEC modernises securities swaps related reporting requirements
On October 12, the agency said that it had voted to adopt amendments to modernise swaps related electronic reporting to...
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