Governance & Reporting

SEC modernises securities swaps related reporting requirements

By Justin Pugsley
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On October 12, the agency said that it had voted to adopt amendments to modernise swaps related electronic reporting to reflect technological changes over the past two decades. The changes will impact electronic record-keeping, prompt production of records, and third-party record-keeping service requirements for broker-dealers, security-based swap dealers (SBSDs), and ...

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