Private lives fair game in misconduct probes, FCA proposesBy Ellesheva Kissin
October 5, 2023
Senior employees’ private lives could be probed for evidence of bullying, racism and sexual harassment, under new proposals from the regulator.
Non-financial misconduct cases may now officially be considered “misconduct for regulatory purposes,” after the Financial Conduct Authority’s consultation on diversity and inclusion last ...
UK bank compliance teams face the prospect of a new supervisor, under proposals to deter money laundering and terrorism financing. The structural overhaul would create a new ‘mega supervisor’ to...Read more