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Analysis, Regulation & Supervision

Private lives fair game in misconduct probes, FCA proposes

By Ellesheva Kissin
October 5, 2023
Crispin Odey. Image via Bloomberg Mercury

Senior employees’ private lives could be probed for evidence of bullying, racism and sexual harassment, under new proposals from the regulator.

Non-financial misconduct cases may now officially be considered “misconduct for regulatory purposes,” after the Financial Conduct Authority’s consultation on diversity and inclusion last ...

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A logo sits on a sign in the reception area of the headquarters of the Financial Conduct Authority (FCA) in the Canary Wharf business district in London, U.K., on Thursday, Nov. 21, 2013. The FCA is working with regulators including the U.S. Department of Justice and the Commodity Futures Trading Commission to investigate the potential manipulation of the foreign-exchange market. Photographer: Chris Ratcliffe/Bloomberg
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