Regulation & Supervision
August 22, 2023
Editor's letter: ERMC’s Evgueni Ivantsov on post-Farage rep risk lessons
Welcome back to the Banking Risk & Regulation newsletter. Today we bring you our popular monthly opinion piece from Evgueni Ivantsov, chairman...
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August 21, 2023
Rep risk lessons from the Farage ‘de-banking’ affair
The recent Nigel Farage de-banking case teaches an important lesson about reputational risk management. Now that the dust has settled...
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August 21, 2023
Compliance demands frustrate bank M&A deals
Rising regulatory and compliance demands are holding up mergers and acquisitions among banks, say experts. Data from Refinitiv shows a...
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August 18, 2023
Editor’s letter: Your weekly news round-up
Welcome to Banking Risk & Regulation’s weekly round-up newsletter. What are your weekend plans? A trip to the 🏖️, time with ,...
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August 17, 2023
‘Half the banking world being left behind’ by US T+1 testing regime
UK banks claim they have been ‘left in the dark’ as the US aggressively pushes ahead with its T+1 rule...
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August 16, 2023
Why regulators are turning the tide on 😱🤨😬 in business comms
Would you send a 😃 in an email to the regulator? It could come across as friendly, or be seen...
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August 15, 2023
Editor's letter: China hits banks with data rules
Welcome back to the Banking Risk & Regulation newsletter. Banks have just nine more days to respond to a People's Bank of...
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August 15, 2023
New SEC cyber security rules likened to banks ‘airing dirty laundry in public’
US banks have bitterly complained over new cyber security rules from the Securities and Exchange Commission - claiming that a...
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August 14, 2023
Three lessons for compliance managers on chat app snafus
Loose talk on WhatsApp can cost your employer millions. A Securities and Exchange Commission investigation into “off-channel” communications has wreaked...
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August 9, 2023
Farage fallout reveals ‘failures’ in banks’ first line of defence
Shoddy first lines of defence and lax processes on reputation risk committees are undermining their original purpose — to protect...
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August 9, 2023
Editor's Letter: Have you dived into the DLT sandbox?
Welcome back to the Banking Risk & Regulation newsletter. Today’s news in the FT that the UK government is resisting closing loopholes...
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