Digital & Resilience, Digital Transformation

WhatsApp fines: is the regulatory net widening?

By John Hintze
Image: Getty Images

US broker-dealers were under the spotlight last year for electronic communications record-keeping failures, but they are not the only firms facing regulatory probes.

Morgan Stanley grabbed the headlines in February when it was widely reported that it had hit its own bankers with fines of up to $1m for conducting ...

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