Governance
August 14, 2023
Three lessons for compliance managers on chat app snafus
Loose talk on WhatsApp can cost your employer millions. A Securities and Exchange Commission investigation into “off-channel” communications has wreaked...
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August 14, 2023
Banks feel the heat of China’s ‘dizzying’ data compliance requirements
China is tightening the screws on banks’ data security measures to impose new compliance obligations on the processing and storing...
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August 9, 2023
Farage fallout reveals ‘failures’ in banks’ first line of defence
Shoddy first lines of defence and lax processes on reputation risk committees are undermining their original purpose — to protect...
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August 8, 2023
Editor's letter: Why banks could face another Archegos blow-up
Welcome back to the Banking Risk & Regulation newsletter. European regulators are grappling with the growing risk of cyber attacks...
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August 7, 2023
Credit Suisse ‘headline’ fine glosses over underlying equity financing risk
At first glance, the $387m of fines imposed on Credit Suisse ought to draw a line under the Archegos scandal...
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August 2, 2023
How to clean up a bank in 120 days
UBS has just 120 days to bring its problem child, Credit Suisse, into line as it is forced to comply...
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July 26, 2023
Editor’s letter: NatWest’s Alison Rose on ‘all the facts’
Welcome to Banking Risk & Regulation. NatWest CEO Alison Rose’s resignation after admitting she briefed a BBC journalist inaccurately about Nigel...
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July 25, 2023
Editor's letter: How banks are weeding out bad apples
Welcome to Banking Risk & Regulation. It’s only Tuesday and risk management is already trending. Credit Suisse has been fined $388m...
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July 25, 2023
Banks boost horizon scanning for reputational risks
Banks are scrutinising their clients and commercial partners’ culture more closely to mitigate reputational risk, after cutting ties with disgraced...
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July 20, 2023
WFH puts bankers at risk of culture drift
The risk of slow cultural drift is worrying experts, as working from home becomes so popular that banks downsize their...
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July 6, 2023
The rising risk of ‘cultural contamination’
It’s back with a vengeance. UBS’s chair Colm Kelleher brought the term “cultural contamination” back into public view when he...
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