Governance

Emojis are seen displayed on MacBook Pro touchbar in this illustration photo taken in Krakow, Poland on April 13, 2022. (Photo Illustration by Jakub Porzycki/NurPhoto via Getty Images)
Culture & Conduct, Editor's letter, Regulation & Supervision
August 18, 2023

Editor’s letter: Your weekly news round-up

Welcome to Banking Risk & Regulation’s weekly round-up newsletter. What are your weekend plans? A trip to the 🏖️, time with ‍‍‍,...
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Digital Transformation, Financial Stability, Governance, Operational Resilience, Opinion, Prudential, Risk Management
August 17, 2023

A fintech CRO’s top tips on winning a UK banking licence

When a fintech firm wants to become a bank, they immediately face an existential dilemma. As disruptors they are used...
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Culture & Conduct, Opinion, Regulation & Supervision
August 16, 2023

Why regulators are turning the tide on 😱🤨😬 in business comms

Would you send a 😃 in an email to the regulator? It could come across as friendly, or be seen...
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Culture & Conduct, Digital & Resilience, Editor's letter, Governance & Reporting, Regulation & Supervision
August 15, 2023

Editor's letter: China hits banks with data rules

Welcome back to the Banking Risk & Regulation newsletter. Banks have just nine more days to respond to a People's Bank of...
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Digital & Resilience, Governance & Reporting, News, Regulation & Supervision
August 15, 2023

New SEC cyber security rules likened to banks ‘airing dirty laundry in public’

US banks have bitterly complained over new cyber security rules from the Securities and Exchange Commission - claiming that a...
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Digital & Resilience, Governance, News, Regulation & Supervision
August 14, 2023

Three lessons for compliance managers on chat app snafus

Loose talk on WhatsApp can cost your employer millions. A Securities and Exchange Commission investigation into “off-channel” communications has wreaked...
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Digital Transformation, Financial Stability, Governance & Reporting
August 14, 2023

Banks feel the heat of China’s ‘dizzying’ data compliance requirements

China is tightening the screws on banks’ data security measures to impose new compliance obligations on the processing and storing...
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Culture & Conduct, Governance, Regulation & Supervision
August 9, 2023

Farage fallout reveals ‘failures’ in banks’ first line of defence

Shoddy first lines of defence and lax processes on reputation risk committees are undermining their original purpose — to protect...
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Culture & Conduct, Editor's letter, Operational Resilience
August 8, 2023

Editor's letter: Why banks could face another Archegos blow-up

Welcome back to the Banking Risk & Regulation newsletter.  European regulators are grappling with the growing risk of cyber attacks...
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Culture & Conduct, Opinion, Regulation & Supervision
August 7, 2023

Credit Suisse ‘headline’ fine glosses over underlying equity financing risk

At first glance, the $387m of fines imposed on Credit Suisse ought to draw a line under the Archegos scandal...
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Ulrich Koerner, chief executive officer of Credit Suisse Group AG, during a Bloomberg Television interview in London, UK, on Tuesday, March 14, 2023. Credit Suisse saw client inflows on Monday, as markets were thrown into turmoil after the collapse of multiple regional US banks, Koerner said. Photographer: Hollie Adams/Bloomberg
Analysis, Culture & Conduct, Governance & Reporting
August 2, 2023

How to clean up a bank in 120 days

UBS has just 120 days to bring its problem child, Credit Suisse, into line as it is forced to comply...
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