Marie Kemplay
April 28, 2023
Industry has limited appetite for big SMCR changes
UK government’s focus on improving international competitiveness via changing the Senior Managers and Certification Regime appears at odds with some...
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April 19, 2023
SEC sets challenging deadline on T+1 settlement
Industry preparations for the transition to T+1 settlement for US securities transactions have been underway for more than two years,...
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March 31, 2023
Biden calls for tighter banking regulation
US president Joe Biden has called on US regulators to reinstate stricter banking regulation for large regional banks, reversing changes...
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March 31, 2023
CDS markets come under scrutiny
The European Securities and Markets Authority (Esma) has confirmed it is examining recent activity in the credit default swap markets...
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March 31, 2023
Hernández de Cos warns on shadow banking risks
Chair of the Basel Committee on Banking Supervision Pablo Hernández de Cos has spoken of the importance of supervisors and...
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March 30, 2023
Inconsistent ESG ratings due a regulatory shake-up
The use and influence of ESG ratings has grown considerably in recent years, but regulators are concerned about how reliable...
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March 30, 2023
Has the bottom fallen out of AT1 bond markets?
Events in Zurich have rattled investors and revived longstanding concerns about the status of AT1 bonds during bank insolvencies and...
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March 2, 2023
ECB to monitor banks on digital transformation
The bank will undertake targeted reviews and on-site inspections where it feels further investigation is needed The European Central Bank...
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March 2, 2023
FCA faces climate disclosure legal challenge
Environmental lawyers have lodged a complaint with the high court over the FCA’s approval of a prospectus with “inadequate” climate...
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March 2, 2023
Basel III capital ratios for largest global banks fall to pre-pandemic levels
Ratios fell from their H2 2021 record highs to pre-pandemic levels in the latest Basel Committee on Banking Supervision Basel...
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March 1, 2023
US Treasury warns on cloud risks for financial services
Report suggests that there needs to be better information sharing and collaboration between cloud service providers, firms and regulators. The...
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