SEC
August 16, 2023
Editor's letter: Does AI fuel fraud? New data shows op risk incidents soar
Welcome back to the Banking Risk & Regulation newsletter. Data from the world’s largest operational risk association show a record number of operational...
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Culture & Conduct, Digital & Resilience, Editor's letter, Governance & Reporting, Regulation & Supervision
August 15, 2023
Editor's letter: China hits banks with data rules
Welcome back to the Banking Risk & Regulation newsletter. Banks have just nine more days to respond to a People's Bank of...
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August 15, 2023
New SEC cyber security rules likened to banks ‘airing dirty laundry in public’
US banks have bitterly complained over new cyber security rules from the Securities and Exchange Commission - claiming that a...
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August 14, 2023
Three lessons for compliance managers on chat app snafus
Loose talk on WhatsApp can cost your employer millions. A Securities and Exchange Commission investigation into “off-channel” communications has wreaked...
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