risk and compliance

Exclusive, Risk Management
May 1, 2024

NBK’s French arm in ‘business blocking’ row amid staff turnover

Since its 2019 inception, the subsidiary has cycled through six CROs
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surveillance
Opinion, Risk Management
March 27, 2024

The real blind spots in market abuse surveillance

Surveillance has become a box-ticking exercise, writes Simon Brady of 1LOD
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sanctions
Analysis, Regulation & Supervision
February 7, 2024

FCA’s fincrime powers under fresh scrutiny after Iran sanctions disclosure

Moody’s red-flagged the shell companies behind Lloyds’ and Santander’s sanctions breach
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risk and compliance
Analysis, Risk Management
January 3, 2024

Refresh your risk dictionary: 10 buzzwords for 2024

Bring yourself up to speed on risk and compliance buzzwords for 2024
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Digital Transformation, Interviews
December 13, 2023

How the Bank of Israel is fighting digital cheque fraud

Israel-Hamas war spurs central bank to flush out banks’ poor compliance processes
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AI, Opinion
December 7, 2023

Will turbo-charged AI fraud render traditional KYC practices obsolete?

Banks must integrate more diverse data points to combat AI-fuelled crime
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Analysis, Risk Management
October 25, 2023

The most absurd compliance SNAFUs that really happen

Tougher rules like the Consumer Duty will pressure banks to tackle them
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Analysis, Operational Resilience
October 25, 2023

Banks quitting Russia face mountain of risks

Selling up incurs geopolitical, cultural, reputational and compliance risks, plus massive write-offs
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Opinion, Prudential
October 24, 2023

Policing the ring-fence perimeter: the winners and losers

Proposed reform to ring-fencing rules could encourage overseas banks to the UK
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Conference reporting, Digital Transformation
October 23, 2023

Europe’s regulators adopt AI in 'technological renaissance'

Esma chair Verena Ross details Natural Language Processing project to scan disclosures
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News, Risk Management
October 9, 2023

‘Uncertain environment’ lies ahead for financial leaders

Risk is the word for the C-suite, according to a new survey which shows environmental and transition risk moving up...
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