organisations: UK Financial Conduct Authority (FCA)
October 30, 2023
Banks are becoming moral arbiters
Stalking your ex can end up on your file, even if unproven
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October 26, 2023
What will the FCA do next?
A former FCA prosecutor details progress on the supervisor's 2023/24 business plan
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October 6, 2023
Editor's letter: Regulation, regulation, regulation...
This week has been heavy on the regulation front, from personal misconduct to climate disclosures and crypto. Yet arguably one...
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September 28, 2023
Banks must prep for FCA anti-greenwashing rule
Compliance teams could face a ‘mountain to climb’, as the rule would take effect immediately
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September 5, 2023
Editor's letter: Time to consider overhauling the FCA?
Welcome back to the Banking Risk & Regulation newsletter. In August, we exclusively revealed the UK government was considering proposals to create a...
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September 4, 2023
It’s time to 'consider overhauling the FCA'
Stripping the Financial Conduct Authority of its anti-money laundering responsibilities in favour of a single ‘mega supervisor’ is one of...
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August 24, 2023
UK mulls ditching FCA over compliance checks
UK bank compliance teams face the prospect of a new supervisor, under proposals to deter money laundering and terrorism financing....
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August 9, 2023
Editor's Letter: Have you dived into the DLT sandbox?
Welcome back to the Banking Risk & Regulation newsletter. Today’s news in the FT that the UK government is resisting closing loopholes...
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US banks eye up ISSB ‘green guidelines’ amid SEC delays
New voluntary sustainability standards could become the default option for purpose-led US banks – in the teeth of ongoing delays...
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April 28, 2023
Industry has limited appetite for big SMCR changes
UK government’s focus on improving international competitiveness via changing the Senior Managers and Certification Regime appears at odds with some...
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January 5, 2023
FTX’s collapse calls for stronger governance within crypto firms
The dramatic collapse of FTX, one of the world’s largest cryptocurrency exchanges, has shaken the cryptocurrency markets and raised serious...
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