organisation: US Securities and Exchange Commission (SEC)
October 4, 2023
Banks in the US face imminent tough emissions reporting requirements
Banks in the US face the creeping prospect of mandatory disclosure of emissions, as progressive states take matters into their...
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September 13, 2023
US clearing rule proposal could amplify multiple risks
Liquidity, cyber and concentration risks could rise under central clearing proposals for treasury and repo trades outlined by the US...
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September 11, 2023
US crypto crowd backs ambitious new bill
A highly-anticipated new bill to regulate digital assets would bring the US up to speed on crypto with other leading...
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Culture & Conduct, Digital & Resilience, Digital Transformation, Regulation & Supervision, Uncategorized
August 31, 2023
Banks scan emojis and slang for 'context'
Banks are probing emojis and slang to flag up suspicious comms – as regtechs zero in on innovative contextual analysis...
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August 22, 2023
‘Get on with it’: UK banks urge PRA not to delay Basel ‘endgame’
The UK prudential regulator is considering whether or not to copy US regulators and delay bank capital hikes, but UK...
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August 18, 2023
Editor’s letter: Your weekly news round-up
Welcome to Banking Risk & Regulation’s weekly round-up newsletter. What are your weekend plans? A trip to the 🏖️, time with ,...
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August 17, 2023
‘Half the banking world being left behind’ by US T+1 testing regime
UK banks claim they have been ‘left in the dark’ as the US aggressively pushes ahead with its T+1 rule...
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August 16, 2023
Editor's letter: Does AI fuel fraud? New data shows op risk incidents soar
Welcome back to the Banking Risk & Regulation newsletter. Data from the world’s largest operational risk association show a record number of operational...
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Culture & Conduct, Digital & Resilience, Editor's letter, Governance & Reporting, Regulation & Supervision
August 15, 2023
Editor's letter: China hits banks with data rules
Welcome back to the Banking Risk & Regulation newsletter. Banks have just nine more days to respond to a People's Bank of...
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August 14, 2023
Three lessons for compliance managers on chat app snafus
Loose talk on WhatsApp can cost your employer millions. A Securities and Exchange Commission investigation into “off-channel” communications has wreaked...
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August 2, 2023
Editor's letter: Regulators in battle royale with Republicans
Welcome to the Banking Risk & Regulation newsletter. As Donald Trump faces fresh criminal charges, the former US president’s chances of...
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