Financial Conduct Authority

consumer duty
Analysis, Risk Management
March 12, 2024

How firms’ first line of defence can do better on Consumer Duty

FCA illustrates where firms are falling short, and how to improve
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investigations
Analysis, Culture & Conduct
March 6, 2024

FCA’s ‘radical’ threat to name investigated firms ‘will drive faster settlement’

Proposals may clean up regulator’s poor-on-enforcement image but could hit foreign investment
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Greenwashing
Climate, Opinion
March 4, 2024

Hey GenAI: how do you solve a problem like greenwashing?

GenAI : a one-stop shop solution to greenwashing, or another gimmick?
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Misconduct
Analysis, Regulation & Supervision
February 28, 2024

Wirecard whistleblower calls for higher misconduct fines in UK

Pav Gill says the FCA needs to do more to encourage misconduct reports
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sanctions
Analysis, Regulation & Supervision
February 7, 2024

FCA’s fincrime powers under fresh scrutiny after Iran sanctions disclosure

Moody’s red-flagged the shell companies behind Lloyds’ and Santander’s sanctions breach
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Financial Conduct Authority
Analysis, Regulation & Supervision
January 3, 2024

FCA to impose ‘targeted and intrusive’ sanctions on banks that fail to comply with Consumer Duty

Regulator cautions against relying on second line of defence to spot problems
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Analysis, Risk Management
November 27, 2023

PEP screening: A six-step guide to success

Risk and compliance teams should be fair, proportionate, and transparent
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Analysis, Governance & Reporting
November 23, 2023

The FCA’s shadowy watchlist — and why Metro Bank is on it

Regulator can instruct an officer to listen in on Metro Bank’s meetings
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Crypto, Opinion
October 17, 2023

The UK can’t afford to be left behind on crypto 

We need clarity on crypto, says Su Carpenter of CryptoUK
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Opinion, Regulation & Supervision
October 12, 2023

UK’s new fincrime law is a start, now banks need to step up

Building a fincrime-averse culture is key to tackling rising crime. Outsourcing is not the answer.
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Crypto, Opinion
October 5, 2023

Regulation has come for crypto

New guidelines in the UK will put crypto under the ‘protection’ of the FCA - but the next few months...
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