FCA

Financial Conduct Authority
Opinion, Regulation & Supervision
May 23, 2024

UK's Financial Conduct Authority assailed from all sides

As election is announced what is behind the government attacks on FCA?
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FCA
Industry event, Regulation & Supervision
May 8, 2024

‘The FCA still does not get it,’ declares UK City minister 

Bim Afolami tackles regulator on crypto rules and ‘name-and-shame' proposals
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investigations
Analysis, Culture & Conduct
March 6, 2024

FCA’s ‘radical’ threat to name investigated firms ‘will drive faster settlement’

Proposals may clean up regulator’s poor-on-enforcement image but could hit foreign investment
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Greenwashing
Climate, Opinion
March 4, 2024

Hey GenAI: how do you solve a problem like greenwashing?

GenAI : a one-stop shop solution to greenwashing, or another gimmick?
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Debanking
News, Regulation & Supervision
February 29, 2024

UK to reassess money-laundering rules after damaging debanking data

140,000 SMEs were denied accounts in ongoing debanking crisis
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Misconduct
Analysis, Regulation & Supervision
February 28, 2024

Wirecard whistleblower calls for higher misconduct fines in UK

Pav Gill says the FCA needs to do more to encourage misconduct reports
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FCA
News, Regulation & Supervision
January 31, 2024

FCA chief pushes back on proposals to cut supervisory powers

UK watchdog chief addresses MPs ahead of impending decision from Treasury
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Analysis, Risk Management
November 27, 2023

PEP screening: A six-step guide to success

Risk and compliance teams should be fair, proportionate, and transparent
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Analysis, Governance & Reporting
November 23, 2023

The FCA’s shadowy watchlist — and why Metro Bank is on it

Regulator can instruct an officer to listen in on Metro Bank’s meetings
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Financial Conduct Authority
Financial Stability, Governance, News, Prudential
August 24, 2023

UK mulls ditching FCA over compliance checks

UK bank compliance teams face the prospect of a new supervisor, under proposals to deter money laundering and terrorism financing....
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