Consumer Duty

Opinion, Regulation & Supervision
March 26, 2024

Labour government would target ‘overlaps and gaps’ across UK’s supervisory bodies

Labour party calls for FCA rulebook review but won’t scrap recent reforms
Read more
consumer duty
Analysis, Risk Management
March 12, 2024

How firms’ first line of defence can do better on Consumer Duty

FCA illustrates where firms are falling short, and how to improve
Read more
non-financial risk
Analysis, Risk Management
January 31, 2024

It’s time to professionalise non-financial risk management

Banks must adopt appropriate software to manage non-financial risk, writes Jennifer Geary
Read more
Financial Conduct Authority
Analysis, Regulation & Supervision
January 3, 2024

FCA to impose ‘targeted and intrusive’ sanctions on banks that fail to comply with Consumer Duty

Regulator cautions against relying on second line of defence to spot problems
Read more
Climate, Culture & Conduct, Opinion
December 12, 2023

Risk round-up: What developments in UK banking litigation can we expect in 2024?

As part of our end-of-year series, what’s next on the litigation landscape
Read more
Analysis, Risk Management
October 25, 2023

The most absurd compliance SNAFUs that really happen

Tougher rules like the Consumer Duty will pressure banks to tackle them
Read more