Bank fines

block trading
Analysis, Markets
January 23, 2024

Explainer: loose lips at the heart of Morgan Stanley’s block trading debacle

Investigation reveals the bank failed to enforce information barriers across divisions
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Opinion, Regulation & Supervision
January 4, 2024

Why sky-high fines have ‘zero impact on a bank’s bottom line’

Overworked compliance teams pay the real penalty, writes David Silverman
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