SEC charges Archegos executives with fraud and market manipulation

By Justin Pugsley
BRR fallback image

Senior executives from the failed hedge fund Archegos Capital Management, including its former owner Bill Hwang, have been charged by the Securities and Exchange Commission (SEC) with fraud and misleading counterparties. 

Besides Mr Hwang, the SEC singled out three other individuals in its complaint, namely chief financial officer, Patrick Halligan, ...

To continue reading
Request Free Trial

  • Unlimited access to all content.
  • Email alerts highlighting key industry insight.
  • Invitations to attend exclusive roundtables and events.

Read Next:

internal audit
Analysis, Risk Management
May 29, 2024

EU banks’ internal audit functions fall short, says ECB

European banks' internal audit function has escaped censure, until now
Read more