Financial Stability

FCA ending unbundling rules for small cap research

By Justin Pugsley
BRR fallback image

Investment research covering listed companies with a market cap of less than £200m will be exempt from unbundling rules, the UK’s Financial Conduct Authority said. 

This means brokers will once again be allowed to bundle together research fees and trading commissions for their clients dealing in small caps. The FCA ...

To continue reading
Request Free Trial

  • Unlimited access to all content.
  • Email alerts highlighting key industry insight.
  • Invitations to attend exclusive roundtables and events.

Read Next:

Exclusive, Markets
May 30, 2024

UK banks look beyond T+1 horizon to a T+0 future

Four banks set to join Lloyds, Santander and UBS in real-time payments pilot 
Read more